Complaint Status

SEBI through its circular SEBI/HO/IMD/DF1/CIR/P/2019/169 dated 27th December 2019 has directed all those registered under IA regulations 2013 to display the complaint status on their website.

SEBI through its further circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2 dated 13th December 2021 has directed IAs to publish Investor charter & disclosures of Investor Complaints.

Accordingly, we are displaying the same as below and will be updated on a monthly basis.

It is our endeavour to offer top-notch services to you. In the unlikely event that you are having any complaints about our services, we would be more than interested in hearing about it and sorting it out to your satisfaction.

Investor Complaint Data for the month ending – June 2025
Sr. No.Received fromPending at the end of last monthReceivedResolved *Total Pending #Pending complaints > 3monthsAverage Resolution time^ (in days)
1Directly from Investors000000
2SEBI (SCORES)000000
3Other Sources (if any)000000
Grand Total000000

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints
MonthCarried forward from previous monthReceivedResolved*Pending#
Oct-250000
Sep-250000
Aug-250000
Jul-250000
Jun-250000
May-250000
Apr-250000
Mar-250000
Feb-250000
Jan-250000
Dec-240000
Nov-240000
Grand Total0000

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints
Sr. No.YearCarried forward from previous yearReceivedResolved*Pending#
12025-260000
12024-250000
12023-240000
12022-230000
12021-220000
22020-210000
32019-20NANANANA
Grand0000
Total

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.

Audit Report
Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2021-22Conducted
2FY 2022-23Conducted
3FY 2023-24Conducted
For any complaints / Grievances you could contact
Details of designation Contact Person Name Address where the physical address location Contact No. Email-ID Working hours when complainant can call
Customer Care  Rima Rajiv Vasa  5A, Park side Road, Apna Mit , Flat – 4B , Kolkata – 700026  9830641601  rimaconsultancy@gmail.com  11.00 a. m to 5.00 p.m. on Monday to Friday  and 11.00 a.m . to 2.00 p.m.on saturday
Head of Customer Care  Rima Rajiv Vasa   5A, Park side Road, Apna Mit , Flat – 4B , Kolkata – 700026  9830641601  rimaconsultancy@gmail.com  11.00 a. m to 5.00 p.m. on Monday to Friday  and 11.00 a.m . to 2.00 p.m.on saturday
Compliance Officer  Rima Rajiv Vasa   5A, Park side Road, Apna Mit , Flat – 4B , Kolkata – 700026  9830641601  rimaconsultancy@gmail.com  11.00 a. m to 5.00 p.m. on Monday to Friday  and 11.00 a.m . to 2.00 p.m.on saturday
CEO  N.A.  N.A.  N.A.  N.A.  N.A.
Principal Officer  Rima Rajiv Vasa   5A, Park side Road, Apna Mit , Flat – 4B , Kolkata – 700026  9830641601  rimaconsultancy@gmail.com  11.00 a. m to 5.00 p.m. on Monday to Friday  and 11.00 a.m . to 2.00 p.m.on saturday

SEBI Contact details   SEBI, Investment Management Division, SEBI Bhavan, C4-A, G Block, Bandra Kurla Complex, Bandra East, Mumbai 400 051. Email sebi@sebi.gov.in ; Tel 2644 9000 / 4045 9000

If your problem remains unresolved, after coming to us, you may also go through & use the following too for complaints/ grievances

To get further information about SEBI & Investment Adviser Regulation 2013

Disclaimers  

1. Investments in securities market are subject to market risks. Read all the related documents carefully before investing.
2. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

Source https://scores.gov.in/admin/Chk_login.htmlSE